Steven M. Levenson

WESTERN FINANCIAL

Eagle, ID

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CRD#: 6843600

Professional summary

Steven Mario Levenson is a registered financial advisor currently at WESTERN FINANCIAL CORPORATION located in Eagle, Idaho.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Steven has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Clearwater Analytics, not investment-related; 777 W. Main Street, Suite 900, Boise, ID 83702, investment accounting and reporting; Enterprise Account Executive, since April 29, 2024; approx. 160 hrs/mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Mario Levenson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2019 - Present

WESTERN FINANCIAL CORPORATION

RIA

CRD#: 6118

Eagle, ID

Past

October 12, 2017 - July 21, 2020

WESTERN FINANCIAL CORPORATION

CRD#: 6118

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTERN FINANCIAL CORPORATION

CRD#: 6118 / SEC#: 801-117841, 8-18021

RIA

Registered Investment Advisory firm - SEC (1/2/2020 Approved)

California

Registered Investment Advisory firm - SEC (2/6/2020 Terminated)

Texas

Registered Investment Advisory firm - SEC (1/7/2020 Terminated)

Terminated by SEC on 07/13/2020

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/3/2019)

IAR

Idaho
(7/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/10/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/2017

General Securities Representative Examination

Current Firm

WESTERN FINANCIAL CORPORATION

CRD#: 6118 / SEC#: 801-117841, 8-18021

RIA

Registered Investment Advisory firm - SEC (1/2/2020 Approved)

California

Registered Investment Advisory firm - SEC (2/6/2020 Terminated)

Texas

Registered Investment Advisory firm - SEC (1/7/2020 Terminated)

Terminated by SEC on 07/13/2020

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Contact information

Main Address

13400 Sabre Springs Parkway Ste. 170, San Diego, CA 92128

Mailing Address

Phone number

(619) 544-0260

Established

California since 10/04/1971

Firm type

Corporation

Fiscal year end

September

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B (10/29/2025)

Direct owners and executive officers

Name	Position	CRD#
LEVENSON, RICHARD STEVEN	PRESIDENT, CEO, CCO & RIA CHIEF INVESTMENT OFFICER	1683935
TURLEY, SANDIE	CFO/FINOP/PRIN FIN OFFICER/PRIN OPS OFFICER	1654884

Regulatory assets under management

Total Number of Accounts	398
AUM (Assets Under Management)	$ 309,189,116

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven M. Levenson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Mario Levenson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTERN FINANCIAL CORPORATION

Primary Firm SEC Registration

WESTERN FINANCIAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2019

Series 63

Date: 11/10/2017

SIE

Date: 10/1/2018

Series 7

Date: 10/12/2017

Current Firm

WESTERN FINANCIAL CORPORATION

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

WESTERN FINANCIAL CORPORATION

TRUST BUT VERIFY

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