Qiang Liu
Professional summary
Qiang Liu, who also goes by Albert Liu, John Liu, is a registered financial professional currently at CBC SECURITIES, INC. located in Newton, Massachusetts.
Qiang is registered as a RR (Registered Representative) and started their career in finance in 2017. Qiang has worked at 2 firms and has passed the Series 66, Series 82TO, Series 6TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Qiang Liu's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2018 - Present
CBC SECURITIES, INC.
Office #1: 250 Hammond Pond Parkway Unit 1412n, Newton, MA 02467December 5, 2017 - December 10, 2018
QUEST CAPITAL STRATEGIES, INC.
September 15, 2017 - December 10, 2018
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2020)
(9/24/2019)
(2/14/2020)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 79TO
Date: 5/13/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CBC SECURITIES, INC.
CRD#: 46153 / SEC#: , 8-51315
Contact information
FINRA licenses (3 States and Territories)
Red Flags
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Company Information
CBC SECURITIES, INC.
CRD#: 46153Newton, MA 02467TRUST BUT VERIFY
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