Qiang Liu
Professional Summary
Qiang Liu, who also goes by Albert Liu, John Liu, is a registered financial advisor currently at CBC SECURITIES, INC. located in Newton, Massachusetts. Qiang is registered as a RR (Registered Representative) and started their career in finance in 2017. Qiang has worked at 2 firms and has passed the Series 66, Series 82TO, Series 6TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Albert Liu, John Liu
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
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Current Firm
CBC SECURITIES, INC. | THE YALE GROUP, INC.
Contact Information
Main Address
250 Hammond Pond Parkway Unit 1412n, Newton, MA 02467Mailing Address
250 Hammond Pond Parkway Unit 1412n, Newton, MA 02467Phone Number
(857) 707-2198Established
Colorado since 09/02/1998Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/24/2020)
(9/24/2019)
(2/14/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed May 2019About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Qiang Liu's CRS (Customer Relationship Summary).
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