AG
Alex Gates
CLAYTON PARTNERS
BERKELEY, CA 94705
CRD#: 6842445
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AG
Alex GatesCLAYTON PARTNERS
Professional summary
Alex Gates is a registered financial advisor currently at CLAYTON PARTNERS LLC located in Berkeley, California.
Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Alex has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alex Gates's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2026 - Present
CLAYTON PARTNERS LLC
Office #1: 3160 College Avenue Suite 203, Berkeley, CA 94705RIA
CRD#: 127546
BERKELEY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CLAYTON PARTNERS LLC
CASTLE PEAK ASSET MANAGEMENT | JASON STANKOWSKI | CLAYTON PARTNERS LLC | CLAYTON PARTNERS | CASTLE PEAK ASSET MANAGEMENT, LLC
CRD#: 127546 / SEC#: 801-85190
RIA
Registered Investment Advisory firm - (4/8/2015 Approved)California
Registered Investment Advisory firm - (8/15/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/22/2026)
Exams
Current Firm
CP
CLAYTON PARTNERS LLC
CASTLE PEAK ASSET MANAGEMENT | JASON STANKOWSKI | CLAYTON PARTNERS LLC | CLAYTON PARTNERS | CASTLE PEAK ASSET MANAGEMENT, LLC
CRD#: 127546 / SEC#: 801-85190
RIA
Registered Investment Advisory firm - (4/8/2015 Approved)California
Registered Investment Advisory firm - (8/15/2015 Terminated)Loading...
Contact information
Main Address
3160 College Avenue Suite 203, Berkeley, CA 94705
Mailing Address
Phone number
(415) 296-5070
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 88 |
| AUM (Assets Under Management) | $ 169,355,250 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
