Chadwick Renfro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chadwick Renfro, who also goes by Chadwick Ray Renfro, was a registered financial professional .
Chadwick is a previously registered financial professional and started their career in finance in 2018. Chadwick had worked at 4 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2018 - December 31, 2019
FIDELITY DISTRIBUTORS CORPORATION
January 4, 2018 - May 17, 2022
NATIONAL FINANCIAL SERVICES LLC
January 4, 2018 - May 17, 2022
FIDELITY DISTRIBUTORS COMPANY LLC
January 4, 2018 - December 6, 2023
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY DISTRIBUTORS CORPORATION
CRD#: 6848 / SEC#: , 8-8775
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | STOCKHOLDER | |
| BACHMAN, ROBERT FROLICH | EXECUTIVE VICE PRESIDENT | 2540486 |
| DEPIERO, MATTHEW | DIRECTOR | 6947009 |
| KAVANAUGH, NATALIE ANN | CHIEF LEGAL OFFICER | |
| LYONS, MICHAEL JOSEPH | CFO | 4610621 |
| MARLINSKI, JUDY ANNE | PRESIDENT/CEO/DIRECTOR | 6751775 |
| MULCAHY, TIMOTHY MICHAEL | DIRECTOR | 3083260 |
| ROTHMAN, PHILIP | CHIEF COMPLIANCE OFFICER | 4883519 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
