Christopher A. Daniels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher A. Daniels, AIF®, who also goes by Christopher Anthony Daniels, Christopher Daniels, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2017. Christopher had worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2021 - May 27, 2025
AXIO CONSULTING GROUP
April 18, 2019 - April 28, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 18, 2019 - April 28, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 17, 2018 - March 19, 2019
CADINHA & CO LLC
September 20, 2017 - November 29, 2018
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 12/8/2022
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 5/2/2019
General Securities Representative ExaminationCurrent Firm
AXIO CONSULTING GROUP
CRD#: 306982 / SEC#: 801-117968
Contact information
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 62,792,430 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | ||
| 03/25/2025 | ||
| 01/02/2024 | ||
| 01/06/2023 |
Red Flags
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