Richard G. Mowrer
Professional summary
Richard Gray Mowrer, who also goes by Richard Gray Mowrer Jr, Richard Mowrer, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in West Chester, Pennsylvania.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Richard has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Gray Mowrer's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2025 - Present
BROOKWOOD INVESTMENT GROUP
July 26, 2021 - May 26, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 20, 2021 - May 26, 2023
FIDELITY BROKERAGE SERVICES LLC
March 23, 2020 - April 27, 2021
MML INVESTORS SERVICES, LLC
March 20, 2020 - April 27, 2021
MML INVESTORS SERVICES, LLC
July 31, 2019 - February 20, 2020
PRUCO SECURITIES, LLC.
June 12, 2019 - February 20, 2020
PRUCO SECURITIES, LLC.
November 15, 2017 - May 24, 2018
BLUESTONE CAPITAL MANAGEMENT, LLC
Primary Firm SEC Registration
BROOKWOOD INVESTMENT GROUP
CRD#: 316544 / SEC#: 801-122508
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/6/2025)
Exams
Series 7TO
Date: 6/12/2019
General Securities Representative ExaminationCurrent Firm
BROOKWOOD INVESTMENT GROUP
CRD#: 316544 / SEC#: 801-122508
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,200 |
| AUM (Assets Under Management) | $ 1,064,198,265 |
Red Flags
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