Joshua M. Shaffer
STRATEGIC ADVISERS LLC | Financial Consultant
VERO BEACH, FL
Some features on this profile are disabled
CRD#: 6841535
Professional summary
Joshua Michael Shaffer, CFP® is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Vero Beach, Florida and FIDELITY BROKERAGE SERVICES LLC located in Vero Beach, Florida.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Joshua has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
My passion lies with understanding what is most important to each of my clients, partnering with them to create personalized plans to help them in pursuit of their financial goals. I specifically help with families in the process of consolidating, growing, protecting, and transferring wealth.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-15336|OrgNmn:Hautedry LLC|Org Addr:Vero Beach,Florida,US|OBA Nature:It is a hair salon my wife and|Invst Rel:N|Title:Owner/ CEO|Duties:I help on the weekends review cash flow and cash burn. General management as well.|StrtDt:07-01-15|TotHrs/mon:10|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Michael Shaffer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
University of Akron
Master of Sports Leadership - Sports Science and Coaching
Lynn University
Master of Business Administration (MBA) - Financial Valuation and Portfolio Management
2017
Malone College
Bachelor of Arts (BA) - Management
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 821 Beachland Blvd, Vero Beach, FL 32963-1606RIA
CRD#: 104555
VERO BEACH, FL
Current
June 12, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 821 Beachland Blvd, Vero Beach, FL 32963-1606BD
CRD#: 7784
Vero Beach, FL
Past
June 18, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
VERO BEACH, FL
Past
January 24, 2019 - May 26, 2020
EDWARD JONES
RIA
CRD#: 250
VERO BEACH, FL
Past
January 7, 2019 - May 26, 2020
EDWARD JONES
BD
CRD#: 250
VERO BEACH, FL
Past
November 22, 2017 - December 21, 2018
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Vero Beach, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/15/2020)
RR
California(8/6/2020)
RR
Colorado(8/6/2020)
RR
Connecticut(6/15/2020)
RR
Delaware(6/15/2020)
RR
District of Columbia(6/15/2020)
RR
Florida(6/12/2020)
IAR
Florida(3/31/2025)
RR
Georgia(6/15/2020)
RR
Illinois(6/15/2020)
RR
Indiana(6/15/2020)
RR
Iowa(6/15/2020)
RR
Kentucky(6/15/2020)
RR
Maine(6/15/2020)
RR
Maryland(6/4/2021)
RR
Massachusetts(6/15/2020)
RR
Michigan(6/15/2020)
RR
Minnesota(8/13/2021)
RR
Missouri(7/19/2024)
RR
New Hampshire(6/15/2020)
RR
New Jersey(6/15/2020)
RR
New Mexico(1/6/2025)
RR
New York(6/15/2020)
RR
North Carolina(6/15/2020)
RR
Ohio(6/14/2020)
RR
Pennsylvania(6/15/2020)
RR
Rhode Island(6/15/2020)
RR
South Carolina(6/4/2021)
RR
Tennessee(9/20/2022)
RR
Texas(6/15/2020)
IAR
Texas(3/31/2025)
RR
Utah(9/20/2022)
RR
Vermont(6/15/2020)
RR
Virginia(6/15/2020)
RR
Washington(10/8/2021)
RR
West Virginia(6/15/2020)
RR
Wisconsin(9/20/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Vero Beach, FLTRUST BUT VERIFY
Monitor Joshua Shaffer
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
