Joshua C. Carruthers
Professional summary
Joshua Charles Carruthers, who also goes by Joshua Carruthers, is a registered financial professional currently at GREENSLEDGE CAPITAL MARKETS LLC located in New York, New York.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2017. Joshua has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Charles Carruthers's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2025 - Present
GREENSLEDGE CAPITAL MARKETS LLC
Office #1: 575 Lexington Avenue 32nd Floor, New York, NY 10022September 8, 2022 - June 23, 2025
NATIXIS SECURITIES AMERICAS LLC
August 19, 2019 - August 23, 2021
GREENSLEDGE CAPITAL MARKETS LLC
August 28, 2017 - August 12, 2019
MIZUHO SECURITIES USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2025)
Exams
Series 7TO
Date: 11/26/2019
General Securities Representative ExaminationFINRA
Current Firm
GREENSLEDGE CAPITAL MARKETS LLC
CRD#: 151026 / SEC#: , 8-68328
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENSLEDGE HOLDINGS LLC | OWNER | |
| GOLDWASSER PLUTZIK, LESLEY DANA | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 1315659 |
| KANE, JAMES BRASSLER | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 2568683 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| WORMSER, KENNETH MARK | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 2099206 |
| ZEITLIN, BRIAN SCOTT | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/MEMBER OF MANAGEMENT COMMITTEE | 2898818 |
Red Flags
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