Nikhil Agarwal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nikhil Agarwal was a registered financial professional .
Nikhil is a previously registered financial professional and started their career in finance in 2017. Nikhil had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2021 - March 16, 2023
LIONTREE ADVISORS LLC
March 30, 2020 - March 23, 2021
BOFA SECURITIES, INC.
August 28, 2017 - August 5, 2019
MIZUHO SECURITIES USA LLC
State Registrations and Notice Filings
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Exams
Current Firm
LIONTREE ADVISORS LLC
CRD#: 164399 / SEC#: , 8-69097
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
Red Flags
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