RF
Roger Fan
RF CAPITAL MANAGEMENT
Arcadia, CA 91007
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CRD#: 6840937
RF
Professional summary
Roger Fan is a registered financial advisor currently at RF CAPITAL MANAGEMENT located in Arcadia, California.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Roger has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Roger Fan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 19, 2017 - Present
RF CAPITAL MANAGEMENT
Office #1: 615 Las Tunas Drive Suite 203, Arcadia, CA 91007RIA
CRD#: 289534
Arcadia, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/19/2017)
Current Firm
RC
RF CAPITAL MANAGEMENT
RF CAPITAL MANAGEMENT | RF CAPITAL MANAGEMENT LLC
CRD#: 289534 / SEC#:
California
Registered Investment Advisory firm - (9/19/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
615 Las Tunas Drive Suite 203, Arcadia, CA 91007
Mailing Address
Phone number
(626) 478-0234
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 1,448,818 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RF CAPITAL MANAGEMENT
CRD#: 289534Arcadia, CA 91007TRUST BUT VERIFY
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