Matthew B. Williamson

11 FINANCIAL

Birmingham, AL

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CRD#: 6840541

Professional summary

Matthew Blair Williamson, who also goes by Matt B Williamson, is a registered financial advisor currently at 11 FINANCIAL located in Birmingham, Alabama.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Matthew has worked at 2 firms and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt B Williamson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mason Music - not investment related - Birmingham, AL - music lessons - teacher - 04/2024 - 20 - 0 - o"er private lessons to students on weekends. 2) St. Peters Anglican Church - not investment related - Birmingham, AL - sound mixing - run sound for church services - 05/2024 - 15 - 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Blair Williamson's CRS (Customer Relationship Summary).

March 2, 2018 - January 8, 2024

WILLIAMSON ASSET MANAGEMENT LLC

RIA

CRD#: 290412

Birmingham, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(1/29/2025)

IAR

Texas
(1/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/6/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 1/29/2020

National Commodity Futures Examination

Current Firm

11 FINANCIAL

CRD#: 174569 / SEC#: 801-129130

RIA

Registered Investment Advisory firm - (7/1/2025 Terminated)

Alabama

Registered Investment Advisory firm - (5/7/2025 Approved)

Florida

Registered Investment Advisory firm - (6/26/2025 Approved)

Louisiana

Registered Investment Advisory firm - (1/28/2025 Approved)

Texas

Registered Investment Advisory firm - (2/11/2025 Approved)

Virginia

Registered Investment Advisory firm - (7/1/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

504 S First St., Lufkin, TX 75901

Mailing Address

Phone number

(936) 899-5629

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	175
AUM (Assets Under Management)	$ 24,014,190

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew B. Williamson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Blair Williamson's CRS (Customer Relationship Summary).

Certified licenses

Experience

11 FINANCIAL

11 FINANCIAL

WILLIAMSON ASSET MANAGEMENT LLC

11 FINANCIAL

WILLIAMSON ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/6/2017

Series 3

Date: 1/29/2020

Current Firm

11 FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

11 FINANCIAL

TRUST BUT VERIFY

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