Raymond J. Zukowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond John Zukowski Jr., who also goes by Rj Zukowski, Raymond John Zukowski Jr, Raymond John Zukowski, Raymond Zukowski Jr, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 2017. Raymond had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2024 - May 11, 2026
NUVEEN SECURITIES, LLC
February 22, 2019 - May 14, 2024
STARWOOD CAPITAL, L.L.C.
May 7, 2018 - February 6, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 7, 2018 - February 6, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 1, 2018 - May 3, 2018
MML INVESTORS SERVICES, LLC
October 23, 2017 - May 3, 2018
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
