Gregory B. Caraway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Boggs Caraway was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2017. Gregory had worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2017 - October 10, 2018
CHIRON SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHIRON SECURITIES LLC
CRD#: 30041 / SEC#: , 8-44665
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHNSON, SCOTT WILLIAM | MANAGING DIRECTOR/PRESIDENT/TREASURER/SECRETARY/CHIEF COMPLIANCE OFFICER/PFO/POO | 703690 |
Red Flags
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