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JC

John Alexander Collins

DOWLING & PARTNERS SECURITIES
Boston, MA
·CRD# 6840245·5 years experience

Professional Summary

John Alexander Collins, who also goes by John Collins, is a registered financial advisor currently at DOWLING & PARTNERS SECURITIES LLC located in Boston, Massachusetts. John is registered as a RR (Registered Representative) and started their career in finance in 2021. John has worked at 1 firm and has passed the Series 63, Series 86, Series 87, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Collins

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

DOWLING & PARTNERS SECURITIES LLC·CRD# 24746
BD
131 Dartmouth St Suite 301, Boston, MA 02116
July 16, 2021 - Present

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Current Firm

D&
DOWLING & PARTNERS SECURITIES LLC

DOWLING & PARTNERS SECURITIES LLC | PAULSEN, DOWLING SECURITIES, INC. | PAULSEN, DOWLING SECURITIES LLC | PAULSEN SECURITIES, INC. | DOWLING HALES, LLC

CRD#: 24746 / SEC#: 8-35658
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Farmington Avenue, Farmington, CT 06032

Mailing Address

190 Farmington Avenue, Farmington, CT 06032

Phone Number

(860) 676-8600

Established

Connecticut since 07/01/1994

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DOWLING CORPORATION100% OWNER—
BYRNE, THOMAS ARTHURPRESIDENT/CEO/EXECUTIVE REPRESENTATIVE1334509
DOWLING, VERONICA ALVAREZCHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER5166888
LENT, BRENNA SULLIVANMEMBER2399560
NIXON, JON ALANFINOP, PFO, POO4710715
SWEENEY, RICHARD ACHIEF COMPLIANCE OFFICER2396562

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(2/22/2022)
RR
Massachusetts
(10/8/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2022About the Series 63 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Jan 2023About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jul 2022About the Series 87 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2021About the SIE exam
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Alexander Collins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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