Margaret K. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Kathryn Miller, who also goes by Maggie Miller, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 2017. Margaret had worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2021 - December 21, 2022
INFINITY CAPITAL SECURITIES, LLC
September 18, 2017 - February 24, 2021
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
INFINITY CAPITAL SECURITIES, LLC
CRD#: 296886 / SEC#: , 8-70115
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
