Dingzhi Chen
Professional summary
Dingzhi Chen, who also goes by Rex Chen, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Arcadia, California and NYLIFE SECURITIES LLC located in Arcadia, California.
Dingzhi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Dingzhi has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dingzhi Chen's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: 2822 Loganrita Ave, Arcadia, CA 91006September 11, 2018 - Present
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/23/2018)
(10/15/2021)
(1/2/2025)
Exams
Series 7TO
Date: 4/9/2021
General Securities Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Arcadia, CA 91006TRUST BUT VERIFY
Monitor Dingzhi Chen
Get automatic monthly alerts on:
