Dylan S. Reider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dylan Shey Reider was a registered financial professional .
Dylan is a previously registered financial professional and started their career in finance in 2017. Dylan had worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2021 - May 7, 2021
WOLFE RESEARCH SECURITIES
September 12, 2019 - February 9, 2021
RBC CAPITAL MARKETS, LLC
April 29, 2019 - September 3, 2019
PIPER SANDLER & CO.
October 31, 2017 - April 22, 2019
CLEVELAND RESEARCH COMPANY LLC
State Registrations and Notice Filings
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Exams
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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