RP
Richard W. Payne
BUCK WEALTH STRATEGIES
COLORADO SPRINGS, CO 80906
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CRD#: 6838588
RP
Professional summary
Richard Warren Payne is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Colorado Springs, Colorado and MADISON AVENUE SECURITIES, LLC located in Colorado Springs, Colorado.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Richard has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Name: E.A. Buck Insurance; Investment Related: Yes; Address: 55 Merchant Street, Suite 2100, Honolulu, HI 96813; Nature of the Business: Insurance Sales; Duties: Insurance Agent; Hours Per Week: 40 Hours 2.) Name: Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant Street, Suite 2100, Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser engaged in asset management services; Duties: Investment Advisor Representative; Hours Per Week: 40 Hours 3.) Name: Buck Financial Services; Investment Related: Yes; Address: 55 Merchant Street, Suite 2100, Honolulu, HI 96813; Nature of the Business: Investment and Insurance Service; Duties: Investment and Insurance Service; Hours Per Week: 40 Hours 4.) Name: Rental Property; Investment Related: No; Address: Colorado Springs, CO 80909; Nature of the Business: I have a property manager that finds tenants, manages tenants inquires, and collects deposits and rent; Duties: I authorize expenditures for maintenance of the properties and own them outright; Start Date: 11/2014
CRS (Client Relationship Summary) - RIA
Click below to view Richard Warren Payne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2025 - Present
BUCK WEALTH STRATEGIES, LLC
Office #1: 2975 Broadmoor Valley Rd Ste 201, Colorado Springs, CO 80906RIA
CRD#: 322138
COLORADO SPRINGS, CO
Current
May 14, 2025 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 2975 Broadmoor Valley Road, Colorado Springs, CO 80906RIA
BD
CRD#: 23224
Colorado Springs, CO
Past
June 6, 2018 - August 14, 2024
MORGAN STANLEY
RIA
CRD#: 149777
COLORADO SPRINGS, CO
Past
April 23, 2018 - August 14, 2024
MORGAN STANLEY
BD
CRD#: 149777
COLORADO SPRINGS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
Registered Investment Advisory firm - (7/12/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(5/12/2025)
RR
Colorado(5/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
Registered Investment Advisory firm - (7/12/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4600 S. Syracuse Street Suite 650, Denver, CO 80237
Mailing Address
Phone number
(888) 210-6567
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,982 |
| AUM (Assets Under Management) | $ 565,377,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/03/2024 | ||
| 01/26/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BUCK WEALTH STRATEGIES, LLC
CRD#: 322138Colorado Springs, CO 80906TRUST BUT VERIFY
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