James T. Leever
Professional summary
James T Leever, CFP®, who also goes by Jt Leever, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Houston, Texas and SANFORD C. BERNSTEIN & CO., LLC located in Houston, Texas.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. James has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James T Leever's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
August 19, 2021 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 800 Capitol Street Suite 3550, Houston, TX 77002September 10, 2021 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 800 Capitol Street Suite 3550, Houston, TX 77002February 18, 2020 - July 22, 2021
RHAME & GORRELL WEALTH MANAGEMENT
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 8/30/2021
General Securities Representative ExaminationFINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ALLIANCEBERNSTEIN L.P.
CRD#: 108477Houston, TX 77002TRUST BUT VERIFY
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