KF
Katie M. Fallin
JGC TAX & WEALTH MANAGEMENT
SALEM, OR 97301
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CRD#: 6838242
KF
Professional summary
Katie Marie Fallin, who also goes by Katie Marie Entwit, Katie Marie Mcgregor, is a registered financial advisor currently at JGC TAX & WEALTH MANAGEMENT located in Salem, Oregon.
Katie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Katie has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katie Marie Entwit | Katie Marie Mcgregor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Approximately 20% of time is spent supporting Johnson, Glaze & Co. The business is an affiliated accounting firm (not investment related) and operates out of the same address as JGC Wealth Management. As an Accountant that started in 1/2015, duties include tax preparation, bookkeeping, payroll, tax audit assistance, etc. The amount of time can increase during tax season.
CRS (Client Relationship Summary) - RIA
Click below to view Katie Marie Fallin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 6, 2019 - Present
JGC TAX & WEALTH MANAGEMENT
Office #1: 250 Church Street Se, Ste 100, Salem, OR 97301RIA
CRD#: 165770
SALEM, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JT
JGC TAX & WEALTH MANAGEMENT
JGC FINANCIAL, LLC | JGC WEALTH MANAGEMENT, LLC | JGC TAX & WEALTH MANAGEMENT
CRD#: 165770 / SEC#: 801-131726
RIA
Registered Investment Advisory firm - (1/7/2025 Approved)California
Registered Investment Advisory firm - (4/7/2025 Terminated)Oregon
Registered Investment Advisory firm - (3/10/2025 Terminated)Texas
Registered Investment Advisory firm - (12/20/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/5/2019)
IAR
Oregon(3/6/2019)
Current Firm
JT
JGC TAX & WEALTH MANAGEMENT
JGC FINANCIAL, LLC | JGC WEALTH MANAGEMENT, LLC | JGC TAX & WEALTH MANAGEMENT
CRD#: 165770 / SEC#: 801-131726
RIA
Registered Investment Advisory firm - (1/7/2025 Approved)California
Registered Investment Advisory firm - (4/7/2025 Terminated)Oregon
Registered Investment Advisory firm - (3/10/2025 Terminated)Texas
Registered Investment Advisory firm - (12/20/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
250 Church Street Se, Ste 100, Salem, OR 97301
Mailing Address
P.o. Box 3335, Salem, OR 97302
Phone number
(503) 390-7880
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 498 |
| AUM (Assets Under Management) | $ 108,883,277 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
