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MH

Mathew Austin Hensley

HALEY SECURITIES
OMAHA, NE
·CRD# 6837845·9 years experience

Professional Summary

Mathew Austin Hensley is a registered financial advisor currently at HALEY SECURITIES, INC. located in Omaha, Nebraska. Mathew is registered as a RR (Registered Representative) and started their career in finance in 2017. Mathew has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

HALEY SECURITIES, INC.·CRD# 104124
BD
8712 West Dodge Road Ste. 402, Omaha, NE 68114
October 21, 2017 - Present

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Current Firm

HS
HALEY SECURITIES, INC.

HALEY LEISMAN SECURITIES, INC. | HALEY SECURITIES, INC.

CRD#: 104124 / SEC#: 8-52622
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

8712 West Dodge Road Ste. 402, Omaha, NE 68114

Mailing Address

8712 West Dodge Road Ste. 402, Omaha, NE 68114

Phone Number

(402) 397-0780

Established

Nebraska since 04/25/2000

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (41 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COHOON, CHRISTINE ANGELAPRESIDENT, FINOP, CHIEF FINANCIAL OFFICER5279757
OVERLY, BRIAN JOSEPHCHIEF COMPLIANCE OFFICER, SECRETARY5264831
SHIRLEY H. OVERLY REVOCABLE TRUSTTRUST—
BROWN, SHIRLEY OVERLYTRUSTEE OF THE SHIRLEY H. OVERLY REVOCABLE TRUST4391859
BROWN, SHIRLEY OVERLYDIRECTOR4391859

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(10/9/2024)
RR
California
(2/4/2026)
RR
Colorado
(2/4/2026)
RR
Iowa
(2/4/2026)
RR
Kansas
(1/2/2018)
RR
Missouri
(2/4/2026)
RR
Nebraska
(6/27/2019)
RR
Ohio
(12/9/2021)
RR
Washington
(12/8/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2017About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mathew Austin Hensley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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