RR
Robert S. Rogers
BROOKSTONE WEALTH ADVISORS
Chickamauga, GA
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CRD#: 6837753
RR
Professional summary
Robert Shawn Rogers, who also goes by Robert Shan Rogers, Shawn Rogers, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Chickamauga, Georgia.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Robert has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Shan Rogers | Shawn Rogers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Robert S. Rogers, Investment Related, 366 Hidden Lks Chickamauga, GA. 30707 Nature: Sales insurance, annuities, life, and long-term care. Position: Sales Start date: 10/2016 No. HR/MO: 80 No. HR/MO during sec trading: 60 (2) BDR Insurance, LLC Investment Related, 7213 Noah Reid Rd Ste 102, Chattanooga, TN 37421. .Insurance, owner, 03/2017; less than one hour per month during trading hours or otherwise, Property and Casualty Entity in which referral fees are paid into from other property and casualty firms; Shawn's role is Life and Health, not P&C (3) Brown Dog Book Co, LLC, not investment related 959 Meadow Dr Chickamauga, GA 30707, wholesale book selling, member, 06/2017, less than one hour per month during trading hours or otherwise., help review the accounting books for Ricky Wilson and he made Shawn a member. This company is a wholesale book business buying recycled books from schools and selling them (4) One Four Properties, LLC, Not investment related. 366 Hidden Lks. Chickamaugo, GA 30707. Member. Residential real estate holding company with his wife. Started December 2024. About 2 hours a month. Not being compensated.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Shawn Rogers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2018 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #2: 620 Cherokee Blvd. Suite 208, Chattanooga, TN 37405RIA
CRD#: 137658
Chickamauga, GA
Past
November 20, 2017 - September 18, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CHATTANOOGA, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(10/5/2018)
IAR
Tennessee(9/17/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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