Christy Hawthorne
J. W. COLE ADVISORS
Hill City, SD
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CRD#: 6837614
Professional summary
Christy Hawthorne, CFP®, who also goes by Christy Anne Hawthorne, Christy Anne Morgan, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Hill City, South Dakota and J.W. COLE FINANCIAL, INC. located in Hill City, South Dakota.
Christy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Christy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Investment Planning
Small Business Planning
Comprehensive Financial Planni...
Tax Planning
Retirement Income Management
Estate Planning
Life Transitions
Are you a "fiduciary"?
Yes
Aliases
Christy Anne Hawthorne | Christy Anne Morgan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Heartland Wealth & Insurance Services, LLC; DBA; Investment Related; 280 Main Street, Hill City, SD 57745; Financial Advice and Planning, Investments, Estate Planning, Variable Life and Annuities, Life and health insurance, Medicare; Owner; Start 3/17/2023; 160 hr/mo, 160 hr/mo during trading. (2) San Joaquin Delta College; 5151 Pacific Ave, Stockton, CA 95207; Not investment Related; Adjunt Professor, teach humanities courses online; Education; Start 8/2014; 5 hr/mo, 0 during trading. (3) Hawks Ridge, LLC; Not Investment Related; 11668 Deerfield Rd, PO box, 942, Hill City, SD 57745; Owner; Creative Digital and Media Content; I write and publish works of fiction; Start 3/15/2025; 10 hours/month. (4) JCHP; Not Investment Related; 11668 Deerfield Rd, PO Box 942, Hill City, SD 57745; Content Creation and Fiction Publishing; I am the co-owner of this LLC that is the legal entity for my spouse's publishing venture and minor son's YouTube channel. I am a co-owner for estate purposes but do not generate content or work for the LLC; Start 6/1/2025; 0 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Christy Hawthorne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
March 22, 2023 - Present
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
Hill City, SD
Current
March 17, 2023 - Present
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
Hill City, SD
Past
October 16, 2017 - March 20, 2023
EDWARD JONES
RIA
CRD#: 250
Hill City, SD
Past
September 21, 2017 - March 20, 2023
EDWARD JONES
BD
CRD#: 250
Hill City, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/17/2023)
RR
Colorado(3/17/2023)
RR
Florida(3/17/2023)
RR
Iowa(7/17/2024)
RR
Minnesota(3/17/2023)
RR
Nevada(1/15/2025)
RR
New Mexico(7/17/2024)
RR
North Dakota(7/17/2024)
RR
South Dakota(3/17/2023)
IAR
South Dakota(3/22/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
