Miles W. Nash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Miles William Nash, who also goes by Miles Nash, was a registered financial professional .
Miles is a previously registered financial professional and started their career in finance in 2017. Miles had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2020 - July 1, 2020
FINPRO CAPITAL ADVISORS, INC.
November 24, 2017 - May 31, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 28, 2017 - May 31, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINPRO CAPITAL ADVISORS, INC.
CRD#: 157816 / SEC#: , 8-68864
Contact information
FINRA licenses (11 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
