Jonathon L. Defeo

ELITEOME ADVISORS

Ellicott City, MD 21043

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CRD#: 6836982

Professional summary

Jonathon Louis Defeo, who also goes by Jon Defeo, Jonathon Defeo, is a registered financial advisor currently at ELITE INCOME ADVISORS, INC. located in Ellicott City, Maryland.

Jonathon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jonathon has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Defeo | Jonathon Defeo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RETIREMENT PLANNING SERVICES, INC; INSURANCE SALES & SERVICE; NON-INVESTMENT-RELATED; 50 PER MONTH SPENT ONTHISACTIVITY/ALL DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathon Louis Defeo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2025 - Present

ELITE INCOME ADVISORS, INC.

Office #1: 6011 University Boulevard Suite # 350, Ellicott City, MD 21043

RIA

CRD#: 285429

Ellicott City, MD

Past

May 24, 2022 - November 27, 2024

RED OAK FINANCIAL GROUP

RIA

CRD#: 166912

TOWSON, MD

Past

May 6, 2022 - December 16, 2024

LPL FINANCIAL LLC

CRD#: 6413

TOWSON, MD

Past

October 30, 2017 - May 16, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HUNT VALLEY, MD

Past

September 8, 2017 - May 16, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HUNT VALLEY, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELITE INCOME ADVISORS, INC.

CRD#: 285429 / SEC#: 801-132873

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

Delaware

Registered Investment Advisory firm - (6/10/2025 Terminated)

Florida

Registered Investment Advisory firm - (6/4/2025 Terminated)

Maryland

Registered Investment Advisory firm - (7/2/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (6/13/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/6/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (6/4/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/4/2025 Terminated)

Virginia

Registered Investment Advisory firm - (6/5/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/27/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/8/2017

General Securities Representative Examination

Current Firm

ELITE INCOME ADVISORS, INC.

CRD#: 285429 / SEC#: 801-132873

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

Delaware

Registered Investment Advisory firm - (6/10/2025 Terminated)

Florida

Registered Investment Advisory firm - (6/4/2025 Terminated)

Maryland

Registered Investment Advisory firm - (7/2/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (6/13/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/6/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (6/4/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/4/2025 Terminated)

Virginia

Registered Investment Advisory firm - (6/5/2025 Terminated)

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Contact information

Main Address

6011 University Boulevard Suite # 350, Ellicott City, MD 21043

Mailing Address

Phone number

(443) 274-3002

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (4/28/2025)

Regulatory assets under management

Total Number of Accounts	1,100
AUM (Assets Under Management)	$ 150,103,195

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathon L. Defeo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathon Louis Defeo's CRS (Customer Relationship Summary).

Certified licenses

Experience

RED OAK FINANCIAL GROUP

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ELITE INCOME ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/27/2017

SIE

Date: 10/1/2018

Series 7

Date: 9/8/2017

Current Firm

ELITE INCOME ADVISORS, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELITE INCOME ADVISORS, INC.

TRUST BUT VERIFY

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