Lori D. Brown

FBL WEALTH MANAGEMENT

West Des Moines, IA 50266

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CRD#: 6836607

Professional summary

Lori Dawn Brown, who also goes by Lori D Brown, Lori Dawn Marshall, is a registered financial advisor currently at FBL WEALTH MANAGEMENT, LLC located in West Des Moines, Iowa and FBL MARKETING SERVICES, LLC located in Sioux City, Iowa.

Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Lori has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lori D Brown | Lori Dawn Marshall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

oFARM BUREAU LIFE; FARM BUREAU PROPERTY AND CASUALTY AND THEIR AFFILIATES; NOT INVESTMENT RELATED; 5400 UNIVERSITY AVE, WEST DES MOINES, IA; INSURANCE SALES ASSOCIATE SINCE 01/03/2023; FULL-TIME SELLING INSURANCE; Both Life and P/C companies have a relationship with the state Farm Bureau organization in each state where they do business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Dawn Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2021 - Present

FBL WEALTH MANAGEMENT, LLC

Office #1: 5400 Univeristy Ave, West Des Moines, IA 50266

RIA

CRD#: 291396

West Des Moines, IA

Current

September 3, 2021 - Present

FBL MARKETING SERVICES, LLC

Office #1: 5414 Gordon Dr, Sioux City, IA 51106Office #2: 716 Sunny Brooke, Moville, IA 51039

CRD#: 5309

Sioux City, IA

Past

November 22, 2017 - September 23, 2021

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

SIOUX CITY, IA

Past

September 28, 2017 - September 23, 2021

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

SIOUX CITY, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FBL WEALTH MANAGEMENT, LLC

CRD#: 291396 / SEC#: 801-113458

RIA

Registered Investment Advisory firm - (6/18/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/3/2021)

IAR

Arizona
(9/16/2021)

Florida
(5/1/2024)

IAR

Florida
(5/7/2024)

Illinois
(9/3/2021)

IAR

Illinois
(9/10/2021)

Iowa
(9/3/2021)

IAR

Iowa
(9/3/2021)

Kansas
(9/3/2021)

IAR

Kansas
(9/7/2021)

Missouri
(9/3/2021)

IAR

Missouri
(9/3/2021)

Nebraska
(9/3/2021)

IAR

Nebraska
(9/8/2021)

North Dakota
(7/16/2024)

IAR

North Dakota
(7/21/2024)

IAR

Ohio
(11/17/2021)

Ohio
(11/18/2021)

South Dakota
(9/3/2021)

IAR

South Dakota
(9/13/2021)

Texas
(9/3/2021)

IAR

Texas
(9/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/21/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/28/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FBL WEALTH MANAGEMENT, LLC

CRD#: 291396 / SEC#: 801-113458

RIA

Registered Investment Advisory firm - (6/18/2018 Approved)

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Contact information

Main Address

5400 University Avenue, West Des Moines, IA 50266

Mailing Address

Phone number

(515) 225-5400

Established

Firm type

Fiscal year end

# of Employees

177

SEC notice filing (45 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FBL WEALTH MANAGEMENT, LLC - FORM ADV PART 2A APPENDIX 1 WRAP FEE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 8,654,949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lori D. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Dawn Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

FBL MARKETING SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

Primary Firm SEC Registration

FBL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/21/2017

SIE

Date: 10/1/2018

Series 7

Date: 9/28/2017

FINRA

Current Firm

FBL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (45 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FBL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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