Gerald M. Dini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Michael Dini was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1970. Gerald had worked at 11 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 1985 - July 28, 1986
O. R. SECURITIES, INC.
June 20, 1983 - August 29, 1990
HIMCO DISTRIBUTION SERVICES COMPANY
June 19, 1983 - January 2, 1986
AETNA LIFE INSURANCE AND ANNUITY COMPANY
January 8, 1981 - October 8, 1985
WZW FINANCIAL SERVICES, INC.
June 6, 1979 - January 31, 1981
SOUTHMARK FINANCIAL SERVICES, INC.
January 11, 1979 - August 2, 1979
WESTFIELD SECURITIES COMPANY
June 8, 1978 - March 1, 1979
ADVANTAGE CAPITAL CORPORATION
May 20, 1974 - August 13, 1979
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 20, 1974 - August 13, 1979
OSAIC FA, INC.
October 7, 1971 - May 3, 1974
BMA SECURITIES CORPORATION
December 15, 1970 - November 7, 1971
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/7/1970
Registered Representative ExaminationCurrent Firm
O. R. SECURITIES, INC.
CRD#: 10216 / SEC#: , 8-26738
Contact information
Documents
Red Flags
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