Regan K. Salm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Regan K Salm, who also goes by Regan K Corcoran, was a registered financial professional .
Regan is a previously registered financial professional and started their career in finance in 2017. Regan had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2019 - May 29, 2020
WEALTHSPIRE ADVISORS
September 17, 2019 - May 29, 2020
WEALTHSPIRE CAPITAL, LLC
October 9, 2017 - August 17, 2018
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
WEALTHSPIRE ADVISORS
CRD#: 168095 / SEC#: 801-78179
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
