JE
John Paul A. Escano
ASSETPOINT FINANCIAL
Arlington, VA 22209-3810
Some features on this profile are disabled
CRD#: 6835751
JE
Professional summary
John Paul Abaya Escano, who also goes by J.p. Abaya Escano, is a registered financial professional currently at ASSETPOINT FINANCIAL, LLC located in Arlington, Virginia.
John Paul is registered as a RR (Registered Representative) and started their career in finance in 2017. John Paul has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
J.p. Abaya Escano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Paul Abaya Escano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2017 - Present
ASSETPOINT FINANCIAL, LLC
Office #1: 1300 North 17th Street Suite 1800, Arlington, VA 22209-3810BD
CRD#: 168796
Arlington, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/22/2017)
RR
Alaska(9/22/2017)
RR
Arizona(9/22/2017)
RR
Arkansas(9/22/2017)
RR
California(9/22/2017)
RR
Colorado(7/27/2017)
RR
Connecticut(9/22/2017)
RR
Delaware(9/22/2017)
RR
District of Columbia(7/27/2017)
RR
Florida(7/27/2017)
RR
Georgia(9/22/2017)
RR
Hawaii(9/22/2017)
RR
Idaho(9/22/2017)
RR
Illinois(9/22/2017)
RR
Indiana(9/22/2017)
RR
Iowa(9/22/2017)
RR
Kansas(9/22/2017)
RR
Kentucky(9/22/2017)
RR
Louisiana(7/27/2017)
RR
Maine(9/22/2017)
RR
Maryland(7/27/2017)
RR
Massachusetts(9/22/2017)
RR
Michigan(9/22/2017)
RR
Minnesota(9/22/2017)
RR
Mississippi(9/22/2017)
RR
Missouri(9/22/2017)
RR
Montana(9/22/2017)
RR
Nebraska(9/22/2017)
RR
Nevada(9/22/2017)
RR
New Hampshire(9/22/2017)
RR
New Jersey(9/22/2017)
RR
New Mexico(9/22/2017)
RR
New York(9/22/2017)
RR
North Carolina(9/25/2017)
RR
North Dakota(9/22/2017)
RR
Ohio(7/27/2017)
RR
Oklahoma(9/22/2017)
RR
Oregon(9/22/2017)
RR
Pennsylvania(9/22/2017)
RR
Rhode Island(9/22/2017)
RR
South Carolina(9/22/2017)
RR
South Dakota(9/22/2017)
RR
Texas(9/22/2017)
RR
Utah(9/22/2017)
RR
Vermont(9/22/2017)
RR
Virginia(9/22/2017)
RR
Washington(9/22/2017)
RR
West Virginia(9/22/2017)
RR
Wisconsin(9/22/2017)
RR
Wyoming(9/22/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ASSETPOINT FINANCIAL, LLC
ASSETPOINT FINANCIAL, LLC
CRD#: 168796 / SEC#: , 8-69332
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1300 North 17th Street Suite 1800, Arlington, VA 22209-3810
Mailing Address
1300 North 17th Street Suite 1800, Arlington, VA 22209-3810
Phone number
(703) 292-3400
Established
Delaware since 07/16/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTRAFI LLC (F/K/A INTRAFI NETWORK LLC) | MEMBER | |
| BERGIN, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER & EXECUTIVE REPRESENTATIVE | 3056261 |
| KINNER, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 2542667 |
| PARISE, JANICE DRU | FINOP, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2338583 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
