Abby R. Belvin

WEST FINANCIAL ADVISORS, L.L.C.

Des Moines, IA 50309

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CRD#: 6835588

Professional summary

Abby Rae Belvin, CFP® is a registered financial advisor currently at WEST FINANCIAL ADVISORS, L.L.C. located in Des Moines, Iowa.

Abby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Abby has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE HEART OF IOWA MARKET PLACE; No; 2115 5TH ST; WEST DES MOINES; IA; 50265; RETAIL; SALES ASSOCIATE; 4/1/2017; 10; 0; CUSTOMER SALES, CREATE GIFT BASKETS, STOCK MERCHANDISE.|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abby Rae Belvin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

October 11, 2018 - Present

WEST FINANCIAL ADVISORS, L.L.C.

Office #1: 111 East Grand, Suite 412, Des Moines, IA 50309

RIA

CRD#: 142265

Des Moines, IA

Past

April 9, 2018 - October 5, 2018

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

DES MOINES, IA

Past

March 19, 2018 - October 5, 2018

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEST FINANCIAL ADVISORS, L.L.C.

CRD#: 142265 / SEC#: 801-109976

RIA

Registered Investment Advisory firm - (2/16/2017 Approved)

Iowa

Registered Investment Advisory firm - (2/21/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(10/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/2/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/2018

General Securities Representative Examination

Current Firm

WEST FINANCIAL ADVISORS, L.L.C.

CRD#: 142265 / SEC#: 801-109976

RIA

Registered Investment Advisory firm - (2/16/2017 Approved)

Iowa

Registered Investment Advisory firm - (2/21/2017 Terminated)

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Contact information

Main Address

111 East Grand, Suite 412, Des Moines, IA 50309

Mailing Address

Phone number

(515) 284-1011

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 110325 (11/3/2025)

Regulatory assets under management

Total Number of Accounts	1,686
AUM (Assets Under Management)	$ 610,548,598

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Abby R. Belvin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abby Rae Belvin's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEST FINANCIAL ADVISORS, L.L.C.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

WEST FINANCIAL ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/2/2018

SIE

Date: 10/1/2018

Series 7

Date: 3/19/2018

Current Firm

WEST FINANCIAL ADVISORS, L.L.C.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEST FINANCIAL ADVISORS, L.L.C.

TRUST BUT VERIFY

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