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SD

Sarah W. Dibbern

STATESMAN CORPORATE FINANCE
Houston, TX 77027
Some features on this profile are disabled
CRD#: 6835431
SD

Professional summary


Sarah Wilson Dibbern, who also goes by Sarah Dibbern, Sarah Elizabeth Wilson, Sarah Wilson, Sarah Elizabeth Wilson Dibbern, is a registered financial professional currently at STATESMAN CORPORATE FINANCE, LLC located in Houston, Texas.

Sarah is registered as a RR (Registered Representative) and started their career in finance in 2017. Sarah has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sarah Dibbern | Sarah Elizabeth Wilson | Sarah Wilson | Sarah Elizabeth Wilson Dibbern

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Sarah Wilson Dibbern's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 17, 2021 - Present

STATESMAN CORPORATE FINANCE, LLC

Office #1: 1900 West Loop South Suite 850, Houston, TX 77027
BD
CRD#: 142327
Houston, TX
Past

August 11, 2017 - February 3, 2021

GULFSTAR GROUP I, LTD.

BD
CRD#: 28922
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(3/17/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 9/15/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SC
STATESMAN CORPORATE FINANCE, LLC
STATESMAN CORPORATE FINANCE, LLC

CRD#: 142327 / SEC#: , 8-67454

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
1900 West Loop South Suite 850, Houston, TX 77027
Mailing Address
1900 West Loop South Suite 850, Houston, TX 77027
Phone number
(713) 595-1340
Established
Texas since 12/28/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ACTKINSON, SCOTT RAYMEMBER, SECRETARY, FINOP,CFO,CCO1437005
JACO, WILLIAM HOWARD IIIMEMBER, PRESIDENT, CEO5241944
TOMLINSON, WALTER ROBERTMEMBER, ACO, COO5241949

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STATESMAN CORPORATE FINANCE, LLC

CRD#: 142327Houston, TX 77027

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