Daniel M. Johnson

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

Eden Prairie, MN 55344

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CRD#: 6835060

Professional summary

Daniel Marcus Johnson, CFP® is a registered financial advisor currently at THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES located in Eden Prairie, Minnesota.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Daniel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT, INVESTMENT RELATED, EDEN PRAIRIE, MN, INSURANCE, AGENT, 1 HR PER MONTH, ALL DURING TRADING HOURS, INSURANCE SALES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Marcus Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

January 15, 2021 - Present

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

Office #1: 14850 Scenic Heights Road Suite #100, Eden Prairie, MN 55344

RIA

CRD#: 311385

Eden Prairie, MN

Past

November 2, 2017 - July 8, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

EDEN PRAIRIE, MN

Past

September 28, 2017 - July 8, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

EDEN PRAIRIE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES | THE WEALTH GROUP, LTD

CRD#: 311385 / SEC#: 801-120158

RIA

Registered Investment Advisory firm - (1/14/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/1/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/28/2017

General Securities Representative Examination

Current Firm

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES | THE WEALTH GROUP, LTD

CRD#: 311385 / SEC#: 801-120158

RIA

Registered Investment Advisory firm - (1/14/2021 Approved)

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Contact information

Main Address

14850 Scenic Heights Road Suite #100, Eden Prairie, MN 55344

Mailing Address

Phone number

(952) 937-9423

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TWG WRAP BROCHURE (1/21/2025)

TWG ADV PART 2A (1/21/2025)

Regulatory assets under management

Total Number of Accounts	2,419
AUM (Assets Under Management)	$ 566,682,714

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel M. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Marcus Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 66

Date: 11/1/2017

SIE

Date: 10/1/2018

Series 7

Date: 9/28/2017

Current Firm

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

TRUST BUT VERIFY

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