Jeanine F. Brindus

VISION FINANCIAL MANAGEMENT

Cuyahoga Falls, OH 44221

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CRD#: 6834918

Professional summary

Jeanine Frances Brindus, who also goes by Jeannie Frances Brindus, Jeanine Frances Capocci, Jeannie Frances Capocci, Jeanine Frances Foster, Jeannie Frances Foster, is a registered financial advisor currently at VISION FINANCIAL MANAGEMENT, LLC located in Cuyahoga Falls, Ohio and LPL FINANCIAL LLC located in Cuyahoga Falls, Ohio.

Jeanine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jeanine has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeannie Frances Brindus | Jeanine Frances Capocci | Jeannie Frances Capocci | Jeanine Frances Foster | Jeannie Frances Foster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 08/15/2022 - Non-Variable Insurance - Agent selling Fixed annuities, Life, disability and long term care insuranc- Inv Rel -Cuyahoga Falls OH ) - Start: 10/2022 2) 10/11/2022 - VISION FINANCIAL MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 10/2022 - 100 Hours Per Month/7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Vision Financial Management, LLC, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeanine Frances Brindus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2022 - Present

VISION FINANCIAL MANAGEMENT, LLC

Office #1: 122 Broad Blvd., Cuyahoga Falls, OH 44221

RIA

CRD#: 170003

Cuyahoga Falls, OH

Current

October 3, 2022 - Present

LPL FINANCIAL LLC

Office #1: 122 Broad Blvd, Cuyahoga Falls, OH 44221

RIA

CRD#: 6413

Cuyahoga Falls, OH

Past

February 6, 2018 - October 5, 2022

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

CUYAHOGA FALLS, OH

Past

December 15, 2017 - October 5, 2022

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

CUYAHOGA FALLS, OH

Past

October 9, 2017 - December 8, 2017

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VISION FINANCIAL MANAGEMENT, LLC

CRD#: 170003 / SEC#: 801-133721

RIA

Registered Investment Advisory firm - (6/24/2025 Approved)

Ohio

Registered Investment Advisory firm - (7/2/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/2/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/20/2023)

Georgia
(10/21/2022)

Ohio
(10/3/2022)

IAR

Ohio
(10/7/2022)

South Carolina
(10/29/2025)

Texas
(4/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/7/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VISION FINANCIAL MANAGEMENT, LLC

CRD#: 170003 / SEC#: 801-133721

RIA

Registered Investment Advisory firm - (6/24/2025 Approved)

Ohio

Registered Investment Advisory firm - (7/2/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/2/2025 Terminated)

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Contact information

Main Address

122 Broad Blvd., Cuyahoga Falls, OH 44221

Mailing Address

Phone number

(330) 929-9900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - APPENDIX 1: WRAP FEE PROGRAM BROCHURE (7/28/2025)

FORM ADV PART 2A: FIRM BROCHURE (7/28/2025)

Regulatory assets under management

Total Number of Accounts	547
AUM (Assets Under Management)	$ 119,950,797

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeanine F. Brindus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeanine Frances Brindus's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

VISION FINANCIAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2018

SIE

Date: 10/1/2018

Series 7

Date: 10/7/2017

FINRA

Current Firm

VISION FINANCIAL MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VISION FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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