Amy J. Ericson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Jean Ericson, who also goes by Amy Ericson, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 2019. Amy had worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2020 - July 17, 2025
STONEHAVEN, LLC
July 23, 2019 - October 24, 2019
GREYSTONE BROKER DEALER CORP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/17/2019
General Securities Representative ExaminationCurrent Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
