KR
Kenneth L. Rigler
NWF ADVISORY SERVICES
HAYS, KS 67601
Some features on this profile are disabled
CRD#: 6834595
KR
Professional summary
Kenneth Lee Rigler JR., who also goes by Kenneth L Rigler Jr., is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Hays, Kansas and OSAIC WEALTH, INC. located in Hays, Kansas.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Kenneth has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kenneth L Rigler Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) THE MECKENSTOCK GROUP POSITION: Agent/Representative NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/15/2018 ADDRESS: 1407 Main Street, Hays KS 67601, United States DESCRIPTION: REGISTERED REPRESENTATIVE AT DBA THE MECKENSTOCK GROUP USED FOR MARKETING SECURITIES BUSINESS (2) THE MECKENSTOCK GROUP POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/15/2018 ADDRESS: 1407 Main Street Suite B, Hays KS 67601, United States DESCRIPTION: Insurance sales agent. (3) EDUCATION CONSULTANT POSITION: Independent Contractor NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2011 ADDRESS: 301 W 38th St, Hays KS 67601, United States DESCRIPTION: School district consultant for career and technical education. (4) FORT HAYS STATE UNIVERSITY POSITION: Associate Professor NATURE: State of Kansas Entity INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 06/15/2006 ADDRESS: 600 Park Street, Hays KS 67601, United States DESCRIPTION: Teach online classes and provide administrative duties for assessment and accreditation. (5) KENNETH RIGLER POSITION: Education consultant NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2011 ADDRESS: 301 W 38th St, Hays KS 67601, United States DESCRIPTION: School district consultant for career and technical education. (6) NWF ADVISORY SERVICES INC. POSITION: Investment Adviser Representative NATURE: Corporation > Registered Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/02/2025 ADDRESS: 1407 Main St Ste B, Hays KS 67601, United States DESCRIPTION: I provide financial advisory services to clients, including managed accounts and third-party money manager accounts.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Lee Rigler JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2025 - Present
NWF ADVISORY SERVICES INC
Office #1: 1407 Main St. Suite B, Hays, KS 67601RIA
CRD#: 110410
HAYS, KS
Current
October 16, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 1407 Main St Suite B, Hays, KS 67601RIA
BD
CRD#: 23131
Hays, KS
Past
October 16, 2023 - July 2, 2025
THE AMERIFLEX GROUP
RIA
CRD#: 305585
Hays, KS
Past
May 7, 2018 - March 28, 2024
MAIN STREET ADVISORS, LLC
RIA
CRD#: 116303
HAYS, KS
Past
September 15, 2017 - September 15, 2017
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
HAYS, KS
Past
August 3, 2017 - October 16, 2023
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
HAYS, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/18/2024)
RR
Arizona(10/16/2023)
RR
Arkansas(10/16/2023)
RR
California(10/16/2023)
RR
Colorado(10/16/2023)
RR
Idaho(10/16/2023)
RR
Kansas(10/16/2023)
IAR
Kansas(5/21/2025)
RR
Minnesota(10/16/2023)
RR
Missouri(10/16/2023)
RR
Nebraska(10/16/2023)
RR
Ohio(10/16/2023)
RR
Oklahoma(10/16/2023)
RR
South Dakota(10/16/2023)
RR
Tennessee(10/16/2023)
RR
Texas(10/16/2023)
RR
Virginia(9/18/2024)
RR
West Virginia(2/1/2024)
RR
Wisconsin(10/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
