Kenneth L. Rigler

NWF ADVISORY SERVICES

HAYS, KS 67601

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CRD#: 6834595

Professional summary

Kenneth Lee Rigler JR., who also goes by Kenneth L Rigler Jr., is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Hays, Kansas and OSAIC WEALTH, INC. located in Hays, Kansas.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Kenneth has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth L Rigler Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lee Rigler JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2025 - Present

NWF ADVISORY SERVICES INC

Office #1: 1407 Main St. Suite B, Hays, KS 67601

RIA

CRD#: 110410

HAYS, KS

Current

October 16, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 1407 Main St Suite B, Hays, KS 67601

RIA

CRD#: 23131

Hays, KS

Past

October 16, 2023 - July 2, 2025

THE AMERIFLEX GROUP

RIA

CRD#: 305585

Hays, KS

Past

May 7, 2018 - March 28, 2024

MAIN STREET ADVISORS, LLC

RIA

CRD#: 116303

HAYS, KS

Past

September 15, 2017 - September 15, 2017

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

HAYS, KS

Past

August 3, 2017 - October 16, 2023

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

HAYS, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/18/2024)

Arizona
(10/16/2023)

Arkansas
(10/16/2023)

California
(10/16/2023)

Colorado
(10/16/2023)

Idaho
(10/16/2023)

Kansas
(10/16/2023)

IAR

Kansas
(5/21/2025)

Minnesota
(10/16/2023)

Missouri
(10/16/2023)

Nebraska
(10/16/2023)

Ohio
(10/16/2023)

Oklahoma
(10/16/2023)

South Dakota
(10/16/2023)

Tennessee
(10/16/2023)

Texas
(10/16/2023)

Virginia
(9/18/2024)

West Virginia
(2/1/2024)

Wisconsin
(10/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/14/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

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Contact information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Mailing Address

Phone number

(310) 475-5854

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,979
AUM (Assets Under Management)	$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth L. Rigler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lee Rigler JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

THE AMERIFLEX GROUP

MAIN STREET ADVISORS, LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

Primary Firm SEC Registration

NWF ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/14/2017

SIE

Date: 10/1/2018

Series 7

Date: 8/3/2017

FINRA

Current Firm

NWF ADVISORY SERVICES INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWF ADVISORY SERVICES INC

TRUST BUT VERIFY

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