Christian J. Norton
Professional summary
Christian Jeffrey Norton, who also goes by Christian Norton, is a registered financial professional currently at N.A. INVESTCORP LLC located in New York, New York.
Christian is registered as a RR (Registered Representative) and started their career in finance in 2017. Christian has worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christian Jeffrey Norton's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2023 - Present
N.A. INVESTCORP LLC
Office #1: 280 Park Avenue 39th Floor, New York, NY, 10017Office #2: 280 Park Avenue 39th Floor, New York, NY, 10017December 11, 2023 - July 2, 2024
MERCURY CAPITAL ADVISORS, LLC
September 21, 2017 - October 17, 2019
EQUITABLE ADVISORS, LLC
August 18, 2017 - October 17, 2019
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2023)
Exams
Series 7TO
Date: 12/11/2023
General Securities Representative ExaminationFINRA
Current Firm
N.A. INVESTCORP LLC
CRD#: 134162 / SEC#: , 8-66812
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESTCORP INTERNATIONAL HOLDINGS, INC. | SHAREHOLDER | |
| GOLDCHAIN, SCOTT DAVID | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 3276936 |
| MURPHY, BRIAN JOSEPH | SECRETARY | 1720020 |
| QASIMI, SAMI | CHIEF COMPLIANCE OFFICER | 5640450 |
| SHEA, PATRICK OFARRELL | HEAD OF INVESTMENT BANKING, FINANCIAL AND OPERATIONAL PRINCIPAL | 838154 |
Red Flags
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