Joe Kersey

EGP WEALTH MANAGEMENT

North Little Rock, AR 72114

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CRD#: 6834463

Professional summary

Joe Kersey, who also goes by Joe Ellis Kersey, Joseph Ellis Kersey, is a registered financial advisor currently at EGP WEALTH MANAGEMENT, LLC located in North Little Rock, Arkansas.

Joe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Joe has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Ellis Kersey | Joseph Ellis Kersey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

6/2024 Independent Licensed Insurance Agent; Investment Related; Alabama/Arkansas, Virginia; Life, Health, Annuities and Direct Mutual Fund Business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe Kersey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2024 - Present

EGP WEALTH MANAGEMENT, LLC

Office #1: 611 Main Street, North Little Rock, AR 72114

RIA

CRD#: 298338

North Little Rock, AR

Past

December 14, 2020 - June 27, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

MARTINSVILLE, VA

Past

December 14, 2020 - June 27, 2024

LPL FINANCIAL LLC

CRD#: 6413

MARTINSVILLE, VA

Past

October 2, 2017 - December 15, 2020

EDWARD JONES

RIA

CRD#: 250

CHRISTIANSBURG, VA

Past

September 13, 2017 - December 15, 2020

EDWARD JONES

CRD#: 250

CHRISTIANSBURG, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(6/25/2024)

IAR

Texas
(6/25/2024)

IAR

Virginia
(8/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/2017

General Securities Representative Examination

Current Firm

EGP WEALTH MANAGEMENT, LLC

BUTLER FINANCIAL SERVICES | EGP WEALTH MANAGEMENT, LLC

CRD#: 298338 / SEC#:

Arkansas

Registered Investment Advisory firm - (10/16/2018 Approved)

Texas

Registered Investment Advisory firm - (11/5/2018 Approved)

Virginia

Registered Investment Advisory firm - (8/9/2024 Approved)

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Contact information

Main Address

611 Main Street, North Little Rock, AR 72114

Mailing Address

Phone number

(501) 320-1021

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 39,639,429

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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IAR

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Joe Kersey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe Kersey's CRS (Customer Relationship Summary).

Certified licenses

Experience

EGP WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2017

SIE

Date: 10/1/2018

Series 7

Date: 9/13/2017

Current Firm

EGP WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EGP WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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