James E. Mulzer

PLANWISER FINANCIAL

COLORADO SPRINGS, CO 80903

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CRD#: 6834460

Professional summary

James Edward Mulzer II, who also goes by James Edward Mulzer, is a registered financial advisor currently at PLANWISER FINANCIAL located in Colorado Springs, Colorado.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. James has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Edward Mulzer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. National Insurance Producer, Start Date: 12/2017, 4231 Amiable Way, Colorado Springs, CO 82917, National Insurance producer, Insurance Agent, I have my insurance license so I can sell a life insurance policy when a client wants/needs one, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Mulzer II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2024 - Present

PLANWISER FINANCIAL

Office #1: 620 S Cascade Ave Suite 300, Colorado Springs, CO 80903

RIA

CRD#: 331675

COLORADO SPRINGS, CO

Past

January 4, 2021 - September 16, 2024

MUTUAL ADVISORS, LLC

RIA

CRD#: 167658

Colorado Springs, CO

Past

October 2, 2017 - January 5, 2021

EDWARD JONES

RIA

CRD#: 250

COLORADO SPRINGS, CO

Past

September 11, 2017 - January 5, 2021

EDWARD JONES

CRD#: 250

COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANWISER FINANCIAL

PLANWISER FINANCIAL | PLANWISER FINANCIAL, LLC

CRD#: 331675 / SEC#: 801-130873

RIA

Registered Investment Advisory firm - (8/5/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/21/2024)

IAR

Texas
(10/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/2017

General Securities Representative Examination

Current Firm

PLANWISER FINANCIAL

PLANWISER FINANCIAL | PLANWISER FINANCIAL, LLC

CRD#: 331675 / SEC#: 801-130873

RIA

Registered Investment Advisory firm - (8/5/2024 Approved)

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Contact information

Main Address

620 S Cascade Ave Suite 300, Colorado Springs, CO 80903

Mailing Address

Phone number

(719) 822-0808

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (4/8/2025)

Regulatory assets under management

Total Number of Accounts	907
AUM (Assets Under Management)	$ 134,106,066

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James E. Mulzer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Mulzer II's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLANWISER FINANCIAL

MUTUAL ADVISORS, LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

PLANWISER FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2017

SIE

Date: 10/1/2018

Series 7

Date: 9/11/2017

Current Firm

PLANWISER FINANCIAL

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLANWISER FINANCIAL

TRUST BUT VERIFY

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