RP
Roberto L. Perdomo
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
Roswell, GA
Some features on this profile are disabled
CRD#: 6834416
RP
Professional summary
Roberto Luis Perdomo, who also goes by Roberto Luis Perdomo, Robert L. Perdomo, Robert Lu Perdomo, Robert Luis Perdomo, Roberto L Perdomo, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Roswell, Georgia.
Roberto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Roberto has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Roberto Luis Perdomo | Robert L. Perdomo | Robert Lu Perdomo | Robert Luis Perdomo | Roberto L Perdomo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: RVCS Enterprises Position: Sole proprietor/owner/manager Nature: Buy & Sell Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 01/01/2020 Address: Home Address, Roswell GA 30075, United States Description: Buy/Sell/Trade of sports cards and collectibles
CRS (Client Relationship Summary) - RIA
Click below to view Roberto Luis Perdomo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Roberto Luis Perdomo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2023 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #2: Six Concourse Parkway Suite 2600, Atlanta, GA 30328-6104RIA
BD
CRD#: 20472
Roswell, GA
Current
November 2, 2023 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: Six Concourse Parkway Suite 2600, Atlanta, GA 30328-6104RIA
BD
CRD#: 20472
Atlanta, GA
Past
July 6, 2022 - October 6, 2023
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Atlanta, GA
Past
July 6, 2022 - October 6, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Atlanta, GA
Past
November 23, 2021 - July 12, 2022
HARRISDIRECT LLC
RIA
CRD#: 42159
Alpharetta, GA
Past
November 22, 2021 - July 12, 2022
E*TRADE SECURITIES LLC
BD
CRD#: 29106
ALPHARETTA, GA
Past
July 16, 2021 - November 5, 2021
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Atlanta, GA
Past
July 15, 2021 - November 5, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Atlanta, GA
Past
January 7, 2020 - April 1, 2021
EDWARD JONES
RIA
CRD#: 250
Woodstock, GA
Past
January 6, 2020 - April 1, 2021
EDWARD JONES
BD
CRD#: 250
Woodstock, GA
Past
November 7, 2017 - February 5, 2018
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/2/2023)
IAR
Alabama(8/15/2025)
RR
Alaska(11/2/2023)
RR
Arizona(11/2/2023)
RR
Arkansas(11/2/2023)
RR
California(11/2/2023)
RR
Colorado(11/2/2023)
RR
Connecticut(11/2/2023)
RR
Delaware(11/2/2023)
RR
District of Columbia(11/2/2023)
RR
Florida(11/2/2023)
RR
Georgia(11/2/2023)
IAR
Georgia(11/3/2023)
RR
Hawaii(11/2/2023)
RR
Idaho(11/2/2023)
RR
Illinois(11/2/2023)
RR
Indiana(11/2/2023)
RR
Iowa(11/2/2023)
RR
Kansas(11/2/2023)
RR
Kentucky(11/2/2023)
RR
Louisiana(11/2/2023)
RR
Maine(11/2/2023)
RR
Maryland(11/2/2023)
RR
Massachusetts(11/2/2023)
RR
Michigan(11/2/2023)
RR
Minnesota(11/2/2023)
RR
Mississippi(11/2/2023)
RR
Missouri(11/2/2023)
RR
Montana(11/2/2023)
RR
Nebraska(11/2/2023)
RR
Nevada(11/2/2023)
RR
New Hampshire(11/2/2023)
RR
New Jersey(11/2/2023)
RR
New Mexico(11/2/2023)
RR
New York(11/2/2023)
RR
North Carolina(11/2/2023)
RR
North Dakota(11/2/2023)
RR
Ohio(11/2/2023)
RR
Oklahoma(11/2/2023)
RR
Oregon(11/2/2023)
RR
Pennsylvania(11/2/2023)
RR
Rhode Island(11/2/2023)
RR
South Carolina(11/2/2023)
RR
South Dakota(11/2/2023)
RR
Tennessee(11/2/2023)
RR
Texas(11/2/2023)
IAR
Texas(8/15/2025)
RR
Utah(11/2/2023)
RR
Vermont(11/2/2023)
IAR
Vermont(8/25/2025)
RR
Virginia(11/2/2023)
RR
Washington(11/2/2023)
RR
West Virginia(11/2/2023)
RR
Wisconsin(11/2/2023)
RR
Wyoming(11/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
