Bennett W. Root
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bennett Wilfred Root Jr, who also goes by Bennett W Root Jr, was a registered financial professional .
Bennett is a previously registered financial professional and started their career in finance in 2017. Bennett had worked at 1 firm and has passed the Series 63, SIE and Series 82 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2017 - December 18, 2018
KEY WEST INVESTMENTS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
KEY WEST INVESTMENTS, LLC
CRD#: 149418 / SEC#: , 8-68166
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
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