KS
Kyle M. Sothers
KYSO FINANCIAL
Broomfield, CO
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CRD#: 6833412
KS
Professional summary
Kyle Matthew Sothers is a registered financial advisor currently at KYSO FINANCIAL located in Broomfield, Colorado.
Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kyle has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Zimma, LLC Not in the investment industry 2300 S. Rock Creek PKWY Apt 23-201 Superior CO 80027 Zimma, LLC is in the business of offering architecture service. We provide drafting and rendering services to other architecture companies. My position is Founder and CEO I founded the company 5/5/2022 I devote probably 5 to 10 hours per month depending on the demands of the business I devote 0 to 5 hours to this business during securities trading hours. I conduct almost all business after the markets are closed. I dedicate the majority of my time during market hours to the markets. My duties primarily include helping with the overall strategy of the company utilizing my years of researching company operations. I keep the financials up to date and handle any financial investments. I help with any overhead that may need done at the time. The day to day architecture work is handled by others.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Matthew Sothers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2017 - Present
KYSO FINANCIAL
RIA
CRD#: 283171
Broomfield, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(8/9/2018)
IAR
Kansas(9/26/2017)
IAR
Texas(6/18/2023)
Current Firm
KF
KYSO FINANCIAL
KYSO FINANCIAL | KYSO FINANCIAL LLC
CRD#: 283171 / SEC#:
Colorado
Registered Investment Advisory firm - (8/9/2018 Approved)Kansas
Registered Investment Advisory firm - (9/26/2017 Approved)Texas
Registered Investment Advisory firm - (5/31/2023 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Superior, CO
Mailing Address
Phone number
(785) 614-1830
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 1,384,000 |
Red Flags
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