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David Robert Dodd

David R. Dodd

THE OTHER 90 FINANCIAL
Mount Vernon, IN
Some features on this profile are disabled
CRD#: 6833370
David Robert Dodd

Professional summary

David Robert Dodd, CFP® is a registered financial advisor currently at THE OTHER 90 FINANCIAL, LLC located in Mount Vernon, Indiana.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. David has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 01/2020 Mount Vernon, Indiana City Councilman for District 1; Member of Legislative branch of City Government; non investment related; 520 Main St, Mt Vernon, IN 47620; 4 hours per month/2 Hours during trading hours; Attend city council meetings and participate in the law-making and direction of the city

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Dodd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2022

Experience

Current

November 30, 2022 - Present

THE OTHER 90 FINANCIAL, LLC

RIA
CRD#: 323952
Mount Vernon, IN
Past

June 24, 2020 - December 9, 2022

INSPIRE ADVISORS, LLC

RIA
CRD#: 300279
Mount Vernon, IN
Past

January 8, 2019 - June 23, 2020

EDWARD JONES

RIA
CRD#: 250
MT VERNON, IN
Past

December 12, 2018 - June 23, 2020

EDWARD JONES

BD
CRD#: 250
MT VERNON, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(2/24/2023)
IAR
Indiana
(11/30/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/7/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/12/2018
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/16/2018
Securities Industry Essentials Examination

Current Firm

TO
THE OTHER 90 FINANCIAL, LLC
THE OTHER 90 FINANCIAL, LLC

CRD#: 323952 / SEC#:

Illinois
Registered Investment Advisory firm - (2/24/2023 Approved)
Indiana
Registered Investment Advisory firm - (11/30/2022 Approved)
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Contact information

Main Address
Mount Vernon, IN
Mailing Address
Phone number
(812) 706-2929
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts41
AUM (Assets Under Management)$ 4,551,736

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE OTHER 90 FINANCIAL, LLC

CRD#: 323952Mount Vernon, IN

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