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Christopher P. Blewitt

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CRD#: 6833347
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Paul Blewitt was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2018. Christopher had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 10, 2022 - October 31, 2024

CAPLIGHT MARKETS LLC

BD
CRD#: 103970
San Francisco, CA
Past

July 19, 2021 - March 4, 2022

FORGE SECURITIES LLC

BD
CRD#: 134596
SAN FRANCISCO, CA
Past

August 5, 2019 - August 25, 2021

FORGE MARKETS LLC

BD
CRD#: 166555
San Francisco, CA
Past

August 15, 2018 - August 9, 2019

MIZUHO SECURITIES USA LLC

BD
CRD#: 19647
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/17/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/22/2019
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


CM
CAPLIGHT MARKETS LLC
CAPLIGHT MARKETS LLC | PROSPERO CAPITAL LLC

CRD#: 103970 / SEC#: , 8-52440

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
531 Howard Street 4th Floor, San Francisco, CA 94105
Mailing Address
531 Howard Street 4th Floor, San Francisco, CA 94105
Phone number
(917) 456-2371
Established
Connecticut since 01/14/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CAPLIGHT TECHNOLOGIESOWNER
AVALOS, JAVIER CHRISTIANCEO5836369
CHUNG, MICHAEL NMNFINOP, PFO, POO5739877
STEINBERG, MICHAEL NMNCCO1062776

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAPLIGHT MARKETS LLC

CRD#: 103970

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