Zachary M. Manheim

FOCUSED WEALTH MANAGEMENT

Newburgh, NY 12550

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CRD#: 6833289

Professional summary

Zachary Michael Manheim, who also goes by Zac Manheim, is a registered financial advisor currently at FOCUSED WEALTH MANAGEMENT, INC. located in Newburgh, New York and OSAIC WEALTH, INC. located in Newburgh, New York.

Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Zachary has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Zac Manheim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FOCUSED WEALTH MANAGEMENT, INC. POSITION: IRIA NATURE: Advisory - IRIA - Focused Wealth Management, Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 09/30/2020 ADDRESS: 11 Balmville Rd, Suite 2 North, Newburgh NY 12550 DESCRIPTION: Fee based advisory services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Michael Manheim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2021 - Present

FOCUSED WEALTH MANAGEMENT, INC.

Office #1: 11 Balmville Rd Ste 2 North, Newburgh, NY 12550

RIA

CRD#: 154828

Newburgh, NY

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 11 Balmville Rd Ste 2 North, Newburgh, NY 12550

RIA

CRD#: 23131

NEWBURGH, NY

Past

June 25, 2021 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

NEWBURGH, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOCUSED WEALTH MANAGEMENT, INC.

CRD#: 154828 / SEC#: 801-71860

RIA

Registered Investment Advisory firm - (11/5/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New York
(10/21/2021)

New York
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/25/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/31/2021

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 11/30/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FOCUSED WEALTH MANAGEMENT, INC.

CRD#: 154828 / SEC#: 801-71860

RIA

Registered Investment Advisory firm - (11/5/2010 Approved)

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Contact information

Main Address

11 Balmville Rd. Suite 2 North, Newburgh, NY 12550-1911

Mailing Address

Phone number

(845) 691-4035

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM (7/18/2025)

FORM ADV PART 2A (7/18/2025)

Regulatory assets under management

Total Number of Accounts	5,215
AUM (Assets Under Management)	$ 1,890,919,902

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Zachary M. Manheim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Michael Manheim's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

FOCUSED WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2020

Series 7TO

Date: 6/25/2021

SIE

Date: 3/31/2021

Series 24

Date: 11/30/2021

FINRA

Current Firm

FOCUSED WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOCUSED WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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