RT
Rory B. Tosh
CETERA INVESTMENT ADVISERS LLC
MEDFORD, OR 97504
Some features on this profile are disabled
CRD#: 6833078
RT
Professional summary
Rory Brian Tosh, who also goes by Rory Tosh, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Medford, Oregon and CETERA WEALTH SERVICES, LLC located in Boise, Idaho.
Rory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Rory has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rory Tosh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KDP WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; MEDFORD, OR; FULL FINANCIAL SERVICES AFFILIATED WITH 1ST GLOBAL CAPITAL, CORP; FINANCIAL ADVISOR; 08/23/2017; 160 HRS/MO; 30 HRS/TRADE; FINANCIAL ADVISOR. 2) 841 O'HARE PARKWAY, LLC; POSITION: Member NATURE: Owns property, receives rent INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2018; ADDRESS: 640 Superior Ct, Medford OR 97504; No duties or responsibilities 3) KDP HOLDINGS, LLC; POSITION: Member NATURE: KDP Holding, LLC holds 50% of O'hare Parkway building, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/29/2018; 640 Superior Ct, Medford OR 97504; No Duties 4) BOISE HOLDINGS LLC; POSITION: Member NATURE: Building purchase in Boise Idaho and remodel. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021; 841 O'Hare Parkway Ste. 200, Medford OR 97504; None 5) KOSMATKA DONNELLY & CO, LLP DBA:KDP CERTIFIED PUBLIC ACCOUNTANTS; POSITION: Partner NATURE: CPA firm I am a member of. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2017; 841 O'Hare Parkway Ste. 200, Medford OR 97504; Tax partner in the CPA firm. I thought I did not need to list the CPA firm in this disclosure. 6) RORY B TOSH, CPA POSITION: Owner NATURE: Tax consulting INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 07/15/2025 ADDRESS: 320 E Main, Ste 206, Ashland OR 97520, United States DESCRIPTION: I will be doing consulting work regarding tax research, structuring, and reduction.
CRS (Client Relationship Summary) - RIA
Click below to view Rory Brian Tosh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 841 O'hare Parkway Ste. 200, Medford, OR 97504RIA
CRD#: 105644
MEDFORD, OR
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 101 S 27th Street, Boise, ID 83702Office #2: 841 O' Hare Parkway Ste. 200, Medford, OR 97504Office #3: 841 O'hare Parkway, Medford, OR 97504BD
CRD#: 13572
Boise, ID
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
ME, OR
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MEDFORD, OR
Past
November 29, 2017 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
MEDFORD, OR
Past
September 18, 2017 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
MEDFORD, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Idaho(9/5/2025)
RR
Oregon(9/5/2025)
IAR
Oregon(9/5/2025)
RR
Utah(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
