Charles F. Bowman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Frank Bowman, who also goes by Charles Bowman, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2017. Charles had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2025 - August 1, 2025
GROWTHPOINT TECHNOLOGY PARTNERS, LLC
August 5, 2020 - March 4, 2024
PIPER SANDLER & CO.
April 16, 2018 - May 4, 2020
PIPER SANDLER & CO.
August 28, 2017 - April 2, 2018
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GROWTHPOINT TECHNOLOGY PARTNERS, LLC
CRD#: 137438 / SEC#: , 8-67086
Contact information
FINRA licenses (17 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
