River Nice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
River Nice, who also goes by Lindsey Lois Nice, was a registered financial professional .
River is a previously registered financial professional and started their career in finance in 2018. River had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2019 - December 31, 2024
BE INTENTIONAL FINANCIAL LLC
February 15, 2018 - January 15, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
February 13, 2018 - January 15, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BE INTENTIONAL FINANCIAL LLC
CRD#: 300953 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
