MM
Matthew W. Milito
NATIONS FINANCIAL GROUP
Littleton, CO 80120
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CRD#: 6832805
MM
Professional summary
Matthew William Milito, CFP®, who also goes by Matt Milito, Matthew Milito, is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Littleton, Colorado.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Matthew has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt Milito | Matthew Milito
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MILITO PLANNING AND INVESTMENTS, INC. 782 CRESCENT LN. LAKEWOOD, CO, 80214.IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES. POSITION IS OWNER. START: 5/1/18. SPEND APPROX 1 HR/MONTH ON BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES ENTAIL ACTIVITIES NECESSARY TO RUN FINANCIAL PLANNING BUSINESS.// WILBANKS WEALTH MANAGEMENT GROUP, INC. 5656 S SYCAMORE ST. LITTLETON, CO 80120. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES.POSITION IS MANAGING PARTNER. STARTED 1/1/20. NO TIME SPENT ON BUSINESS. USE DBA TO OFFER INVESTMENT AND ADVISORY SERVICES. // MILITO TANGIBLE ASSETS. 8 BLUE WILLOW LITTLETON, CO 80127. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS TO SELL ANTIQUES AND COLLECTIBLES OBTAINED BY FAMILY. POSITION IS OWNER. STARTED 10/15/20. APPROX 4 HRS/MONTH SPENT ON BUSINESS, NONE DURING SECURITY TRADING HRS. DUTEIS ARE MANAGERIAL, ACCOUNTING AND PLANNING
CRS (Client Relationship Summary) - RIA
Click below to view Matthew William Milito's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew William Milito's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 17, 2020 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 5656 S Sycamore St, Littleton, CO 80120RIA
BD
CRD#: 44181
Littleton, CO
Current
July 17, 2020 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 5656 S Sycamore St, Littleton, CO 80120RIA
BD
CRD#: 44181
Littleton, CO
Past
September 8, 2017 - July 20, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
LITTLETON, CO
Past
August 18, 2017 - July 20, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
LITTLETON, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/21/2020)
RR
Arizona(7/17/2020)
RR
California(7/17/2020)
RR
Colorado(7/17/2020)
IAR
Colorado(7/17/2020)
RR
Connecticut(7/17/2020)
RR
Delaware(10/8/2020)
RR
District of Columbia(7/17/2020)
RR
Florida(7/17/2020)
RR
Georgia(7/17/2020)
RR
Hawaii(7/17/2020)
RR
Idaho(7/17/2020)
RR
Kansas(7/17/2020)
RR
Maryland(12/16/2024)
RR
Massachusetts(7/17/2020)
RR
Michigan(7/17/2020)
RR
Minnesota(7/17/2020)
RR
Missouri(7/17/2020)
RR
Montana(7/17/2020)
RR
Nevada(7/17/2020)
RR
New Mexico(7/17/2020)
RR
New York(7/17/2020)
RR
North Carolina(7/17/2020)
RR
Oklahoma(7/17/2020)
RR
Oregon(7/17/2020)
RR
South Dakota(7/17/2020)
RR
Texas(7/17/2020)
IAR
Texas(2/22/2023)
RR
Utah(10/29/2021)
RR
Virginia(7/17/2020)
RR
Washington(7/17/2020)
RR
Wisconsin(10/8/2020)
RR
Wyoming(7/17/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Mailing Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Phone number
(319) 393-9541
Established
Iowa since 11/14/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
87
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
