Leslie K. Hollingsworth

GRADIENT ADVISORS

Huntsville, AL 35806

Some features on this profile are disabled

CRD#: 6832692

Professional summary

Leslie Kathryn Hollingsworth is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Huntsville, Alabama.

Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Leslie has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Service of America LLC, Investment Related; 150 West Park Loop Suite 105 Huntsville AL 35806; Insurance, property & Casualty, LTC Sales; Primary Member; 2016; 20hrs/Mo 2. PrimeMax Mortgage; Investment-Related; 311 West Grand Ave Rainbow City AL 35906; Mortgage Loan Organization; Mortgage Loan Originator; 10/2022; As needed per month; 3. Federal Retirement Consultant: Not Investment Related; 150 West Park Loop Suite 105 Huntsville AL 35806 ; Assist Fed employees on Retirement Benefits; 2005; 10Hrs/Mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Kathryn Hollingsworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2022 - Present

GRADIENT ADVISORS, LLC

Office #1: 150 West Park Loop Suite 105, Huntsville, AL 35806

RIA

CRD#: 152665

Huntsville, AL

Past

June 28, 2022 - December 13, 2022

IP FINANCIAL ADVISORY SERVICES LLC

RIA

CRD#: 305772

Hunstville, AL

Past

March 8, 2022 - December 13, 2022

INNOVATION PARTNERS LLC

CRD#: 146344

Huntsville, AL

Past

February 24, 2022 - June 28, 2022

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Huntsville, AL

Past

January 31, 2022 - December 8, 2022

BEDROCK INVESTMENT ADVISORS

RIA

CRD#: 173131

Huntsville, AL

Past

March 31, 2020 - June 29, 2021

OSAIC SERVICES, INC.

CRD#: 133763

BIRMINGHAM, AL

Past

March 13, 2018 - November 27, 2018

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(12/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/13/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

John Hoover

MAIA WEALTH

IAR

Dallas, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Leslie K. Hollingsworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Kathryn Hollingsworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

IP FINANCIAL ADVISORY SERVICES LLC

INNOVATION PARTNERS LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

BEDROCK INVESTMENT ADVISORS

OSAIC SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/2021

Series 63

Date: 3/26/2018

SIE

Date: 10/1/2018

Series 6

Date: 3/13/2018

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors