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Nakul Gupta

MOMENT ADVISORS
NEW YORK, NY 10014
Some features on this profile are disabled
CRD#: 6832638
NG

Professional summary

Nakul Gupta is a registered financial advisor currently at MOMENT ADVISORS, LLC located in New York, New York and MOMENT MARKETS, LLC located in New York, New York.

Nakul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Nakul has worked at 3 firms and has passed the Series 66, Series 63, Series 52TO, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nakul Gupta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 5, 2025 - Present

MOMENT ADVISORS, LLC

Office #1: 395 Hudson Street Floor 10, New York, NY 10014
RIA
CRD#: 325262
NEW YORK, NY
Current

November 3, 2025 - Present

MOMENT MARKETS, LLC

Office #1: 395 Hudson St. 10th Floor, New York, NY 10014
BD
CRD#: 325062
NEW YORK, NY
Past

August 31, 2017 - May 3, 2021

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/25/2025)
IAR
New York
(12/5/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/25/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/23/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 2/12/2026
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/3/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/21/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/31/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MA
MOMENT ADVISORS, LLC
MOMENT ADVISORS, LLC

CRD#: 325262 / SEC#: 801-129894

RIA
Registered Investment Advisory firm - (12/13/2024 Terminated)
New York
Registered Investment Advisory firm - (7/15/2025 Approved)
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Contact information

Main Address
101 Greenwich Street Floor 9, New York, NY 10006
Mailing Address
Phone number
(551) 775-2340
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOMENT ADVISORS, LLC

CRD#: 325262New York, NY 10014

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